Investor Charter

Investor Charter in respect of Research Analyst (RA)

A. As guided by SEBI, we at SAJAG believe in investing with a purpose of creating wealth in long term and hence advocate the vision and mission for investors specified by SEBI.

Vision – Invest with knowledge & safety.
Mission – Every investor should be able to invest in right investment products based ontheir needs, manage and monitor them to meet their goals, access reports andenjoy financial wellness.

B. As a registered Research Analyst, SAJAG undertakes following activities

  • To publish research report based on the research activities of the RA.
  • To provide an independent unbiased view on securities.
  • To offer unbiased recommendation, disclosing the financial interests inrecommended securities.
  • To provide research recommendation, based on analysis of publiclyavailable information and known observations.
  • To conduct audit annually.

C. We provide following services to investors

  • Onboarding of Clients.
  • Disclosure to Clients – To distribute research reports and recommendations to the clientswithout discrimination. To maintain confidentiality w.r.t publication of the research report until madeavailable in the public domain.

D. In case of any grievance / complaint, an investor should approach the concernedresearch analyst and shall ensure that the grievance is resolved within 30 days.If the investor’s complaint is not redressed satisfactorily, one may lodge a complaintwith SEBI on SEBI’s SCORES portal which is a centralized web based complaintsredressal system. SEBI takes up the complaints registered via SCORES with theconcerned intermediary for timely redressal. SCORES facilitates tracking the statusof the complaint. With regard to physical complaints, investors may send their complaints to: Officeof Investor Assistance and Education, Securities and Exchange Board of India,SEBI Bhavan. Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E),Mumbai - 400 051.

E. Responsibilities of investors

Do’s

i. Always deal with SEBI registered Research Analyst.
ii. Ensure that the Research Analyst has a valid registration certificate.
iii. Check for SEBI registration number.
iv. Please refer to the list of all SEBI registered Research Analysts which isavailable on SEBI website in the following link:
(https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=14)
v. Always pay attention towards disclosures made in the research reports beforeinvesting.
vi. Pay your Research Analyst through banking channels only and maintain dulysigned receipts mentioning the details of your payments.
vii. Before buying securities or applying in public offer, check for the researchrecommendation provided by your research Analyst.
viii. Ask all relevant questions and clear your doubts with your Research Analystbefore acting on the recommendation.
ix. Inform SEBI about Research Analyst offering assured or guaranteed returns.

Don’ts

i. Do not provide funds for investment to the Research Analyst.
ii. Don’t fall prey to luring advertisements or market rumours.
iii. Do not get attracted to limited period discount or other incentive, gifts, etc.offered by Research Analyst.
iv. Do not share login credentials and password of your trading and demataccounts with the Research Analyst.